NE BUSINESS BUREAU
MUMBAI, JAN 2
The Bombay Stock Exchange (BSE) on Thursday announced that during the month of December 2019, BSE received 140 complaints against 131 companies. In the same period 128 complaints were resolved against 107 listed companies. These resolved complaints include complaints brought forward from the previous periods.
| Type of complaints | Complaints received | Complaints resolved | |||||
| Against
Active Companies |
Against Suspended Companies | Total | Against Active Companies | Against Suspended Companies | Total | ||
| I | 0 | 0 | 0 | 6 | 0 | 6 | |
| II | 22 | 2 | 24 | 11 | 0 | 11 | |
| III | 1 | 0 | 1 | 0 | 1 | 1 | |
| IV | 66 | 5 | 71 | 74 | 6 | 80 | |
| V | 0 | 0 | 0 | 0 | 0 | 0 | |
| VI | 41 | 3 | 44 | 28 | 2 | 30 | |
| Total | 130 | 10 | 140 | 119 | 9 | 128 | |
The complaints received by BSE from Investors have been categorized as under:
| Type I | Non-receipt of money (Refund, Interest, Redemption, Fractional Entitlement.) |
| Type II : | Non-receipt of Equity shares ( Demat & Physical : In Public/Rights issue,
Remat, Transfer, Transmission, Conversion / Endorsement / Consolidation/ Splitting / Duplicate Certificate) |
| Type III | Non-receipt of Debt Securities ( Demat & Physical : In Public/Rights issue,
Remat, Transfer, Transmission, Conversion / Endorsement / Consolidation/ Splitting / Duplicate Certificate) |
| Type IV | Non-receipt of Corporate benefits / entitlements ( Dividend, Bonus, Rights form,
Buyback letter of offer, Delisting letter of offer, Annual Report ) |
| Type V | Non-receipt of Interest for delay in : ( Refunds, Dividend, Interest on debt security, Redemption of debt security , Securities ) |
| Type VI | Others ( Including Non-Adherence to Corporate Governance Norms ) |
Companies with highest number of complaints pending as on 1st January, 2020.
| Sr. No. | Company Name | Category | Number of complaints pending as on 31/12/2019 |
| 1 | Geodesic Ltd. | XT | 27 |
| 2 | J.K. Pharmachem Ltd. | X | 16 |
| 3 | Teem Laboratories Ltd. | X | 12 |
| 4 | Gujarat Narmada Flyash Co. Ltd. | XT | 12 |
| 5 | Gujarat Perstorp Electronics Ltd. | P | 12 |
| 6 | Blazon Marbles Limited | X | 11 |
| 7 | Gujarat Meditech Ltd. | Z | 11 |
| 8 | Global Securities Limited | XT | 10 |
| 9 | Willard India Ltd. | XT | 9 |
| 10 | Softrak Venture Investments Ltd. | X | 9 |
These aforesaid companies are presently suspended at the Exchange for surveillance reasons/ certain non-compliances with the listing regulations/procedural reasons or as per operation of law.
